What Qualifications to look for in a Financial Professional

I have obtained the following professional designations:

 

CFP® - CERTIFIED FINANCIAL PLANNER™ professional

ChFC® - Chartered Financial Consultant

CLU® - Chartered Life Underwriter

 

I have obtained the following securities and adviser registrations:

 

Series 3 - NFA Commodity Exam

Series 6 - Investment Company/Variable Contracts Rep.

Series 7 - General Securities Representative

Series 9 - Options Sales Supervisor

Series 10 - General Securities Sales Supervisor

Series 24 - General Securities Principal

Series 63 - NASAA Uniform State Law Exam

Series 65 - NASAA Investment Advisor